-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PY0iI6sRb2LgGPCItUyrMnOSlrlG09Qtqg56BvdT7b4gfAWiQkBM25qBykP6equm D2o4LRE4RxpSWXLtlDIKxA== 0001035704-00-000148.txt : 20000310 0001035704-00-000148.hdr.sgml : 20000310 ACCESSION NUMBER: 0001035704-00-000148 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000309 GROUP MEMBERS: ANDREW E SENYEI GROUP MEMBERS: ENTERPRISE MANAGEMENT PARTNERS IV LP GROUP MEMBERS: ENTERPRISE PARTNERS IV ASSOCIATES LP GROUP MEMBERS: ENTERPRISE PARTNERS IV LP GROUP MEMBERS: JAMES H BERGLUND GROUP MEMBERS: RONALD TAYLOR GROUP MEMBERS: WILLIAM R STENSRUD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STAMPS COM INC CENTRAL INDEX KEY: 0001082923 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 770454966 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-58035 FILM NUMBER: 564970 BUSINESS ADDRESS: STREET 1: 3420 OCEAN PARK BOULEVARD STREET 2: SUITE 1040 CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: 3105817200 MAIL ADDRESS: STREET 1: 2900 31ST STREET SUITE 150 CITY: SANTA MONICA STATE: CA ZIP: 90405 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE PARTNERS IV LP CENTRAL INDEX KEY: 0001041565 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 330761558 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 5000 BIRCH ST STREET 2: SUITE 6200 CITY: NEWPORTBEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 8587295340 MAIL ADDRESS: STREET 1: 5000 BIRCH ST SUITE 6200 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 SC 13G 1 SCHEDULE 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------------------ OMB APPROVAL ------------------------------------ OMB Number: 3235-0145 Expires: August 31, 1999 Estimated average burden hours per response........14.90 ------------------------------------ SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )* ------ STAMPS.COM, INC. ----------------------------- (Name of Issuer) COMMON STOCK --------------------------------- (Title of Class of Securities) 8582857101 ---------------------------------- (CUSIP Number) December 31, 1999 ---------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. 2
------------------------------------------ -------------------------------------- CUSIP NO. 8582857 101 13G PAGE 2 OF 15 PAGES ----- ---- ------------------------------------------ -------------------------------------- ---------- -------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) ENTERPRISE PARTNERS IV, L.P. 33-0761558 ---------- -------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) [X] ---------- -------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY ---------- -------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE ----------------------------- ----- ------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 4,987,732 ----- ------------------------------------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 ----- ------------------------------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 4,987,732 ----- ------------------------------------------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH: 0 ----------------------------- ------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,987,732 ---------- -------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ---------- -------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 12.2% ---------- -------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN ---------- --------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! 3
------------------------------------------ -------------------------------------- CUSIP NO. 8582857 101 13G PAGE 3 OF 15 PAGES ----- ---- ------------------------------------------ -------------------------------------- ---------- -------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) ENTERPRISE PARTNERS IV ASSOCIATES, L.P. 33-0761557 ---------- -------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) [X] ---------- -------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY ---------- -------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE ----------------------------- ----- ------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 433,716 ----- ------------------------------------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 ----- ------------------------------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 433,716 ----- ------------------------------------------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH: 0 ----------------------------- ------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 433,716 ---------- -------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ---------- -------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.1% ---------- -------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN ---------- --------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! 4
------------------------------------------ -------------------------------------- CUSIP NO. 8582857 101 13G PAGE 4 OF 15 PAGES ----- ---- ------------------------------------------ -------------------------------------- ---------- -------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) ENTERPRISE MANAGEMENT PARTNERS IV, L.P. 33-07681560 ---------- -------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) [X] ---------- -------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY ---------- -------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE ----------------------------- ----- ------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 5,421,448 ----- ------------------------------------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 ----- ------------------------------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 5,421,448 ----- ------------------------------------------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH: 0 ----------------------------- ------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,421,448 ---------- -------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ---------- -------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.2% ---------- -------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN ---------- --------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! 5
------------------------------------------ -------------------------------------- CUSIP NO. 8582857 101 13G PAGE 5 OF 15 PAGES ----- ---- ------------------------------------------ -------------------------------------- ---------- -------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) ANDREW E. SENYEI ---------- -------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) [X] ---------- -------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY ---------- -------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA ----------------------------- ----- ------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 ----- ------------------------------------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 5,421,448 ----- ------------------------------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 ----- ------------------------------------------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH: 5,421,448 ----------------------------- ------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,421,448(1) ---------- -------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ---------- -------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.2% ---------- -------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ---------- --------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! (1)The sole general partner of Enterprise Partners IV and Enterprise Partners IV Associates is Enterprise Management Partners IV. Enterprise Management Partners IV may be deemed to beneficially own the shares owned by Enterprise Partners IV and Enterprise Partners IV Associates. Andrew E. Senyei is a general partner of Enterprise Management Partners IV and may be deemed to be the indirect beneficial owner of the shares owned by Enterprise Partners IV and Enterprise Partners IV Associates. Mr. Senyei disclaims beneficial ownership of all shares held by Enterprise Partners IV and Enterprise Partners IV Associates, except to the extent of his pecuniary interest therein. 6
------------------------------------------ -------------------------------------- CUSIP NO. 8582857 101 13G PAGE 6 OF 15 PAGES ----- ---- ------------------------------------------ -------------------------------------- ---------- -------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) JAMES H. BERGLUND ---------- -------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) [X] ---------- -------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY ---------- -------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA ----------------------------- ----- ------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 ----- ------------------------------------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 5,421,448 ----- ------------------------------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 ----- ------------------------------------------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH: 5,421,448 ----------------------------- ------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,421,448(2) ---------- -------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ---------- -------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.2% ---------- -------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ---------- --------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! (2)The sole general partner of Enterprise Partners IV and Enterprise Partners IV Associates is Enterprise Management Partners IV. Enterprise Management Partners IV may be deemed to beneficially own the shares owned by Enterprise Partners IV and Enterprise Partners IV Associates. James H. Berglund is a general partner of Enterprise Management Partners IV and may be deemed to be the indirect beneficial owner of the shares owned by Enterprise Partners IV and Enterprise Partners IV Associates. Mr. Berglund disclaims beneficial ownership of all shares held by Enterprise Partners IV and Enterprise Partners IV Associates, except to the extent of his pecuniary interest therein. 7
------------------------------------------ -------------------------------------- CUSIP NO. 8582857 101 13G PAGE 7 OF 15 PAGES ----- ---- ------------------------------------------ -------------------------------------- ---------- -------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) RONALD TAYLOR ---------- -------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) [X] ---------- -------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY ---------- -------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA ----------------------------- ----- ------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 ----- ------------------------------------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 5,421,448 ----- ------------------------------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 ----- ------------------------------------------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH: 5,421,448 ----------------------------- ------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,421,448(3) ---------- -------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ---------- -------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.2% ---------- -------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ---------- --------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! (3) The sole general partner of Enterprise Partners IV and Enterprise Partners IV Associates is Enterprise Management Partners IV. Enterprise Management Partners IV may be deemed to beneficially own the shares owned by Enterprise Partners IV and Enterprise Partners IV Associates. Ronald Taylor is a general partner of Enterprise Management Partners IV and may be deemed to be the indirect beneficial owner of the shares owned by Enterprise Partners IV and Enterprise Partners IV Associates. Mr. Taylor disclaims beneficial ownership of all shares held by Enterprise Partners IV and Enterprise Partners IV Associates, except to the extent of his pecuniary interest therein. 8
------------------------------------------ -------------------------------------- CUSIP NO. 8582857 101 13G PAGE 8 OF 15 PAGES ----- ---- ------------------------------------------ -------------------------------------- ---------- -------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) WILLIAM R. STENSRUD ---------- -------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) [X] ---------- -------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY ---------- -------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA ----------------------------- ----- ------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 ----- ------------------------------------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 5,421,448 ----- ------------------------------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 ----- ------------------------------------------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH: 5,421,448 ----------------------------- ------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,421,448(4) ---------- -------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ---------- -------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.2% ---------- -------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ---------- --------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! (4)The sole general partner of Enterprise Partners IV and Enterprise Partners IV Associates is Enterprise Management Partners IV. Enterprise Management Partners IV may be deemed to beneficially own the shares owned by Enterprise Partners IV and Enterprise Partners IV Associates. William R. Stensrud is a general partner of Enterprise Management Partners IV and may be deemed to be the indirect beneficial owner of the shares owned by Enterprise Partners IV and Enterprise Partners IV Associates. Mr. Stensrud disclaims beneficial ownership of all shares held by Enterprise Partners IV and Enterprise Partners IV Associates, except to the extent of his pecuniary interest therein. 9 ITEM 1. (a) Name of Issuer: STAMPS.COM, INC. (b) Address of Issuer's Principal Executive Offices: 3420 OCEAN PARK BOULEVARD, SUITE 1040, SANTA MONICA, CALIFORNIA 90405 ITEM 2. (a) Name of Person Filing: ENTERPRISE PARTNERS IV, L.P. ("EPIV") ENTERPRISE PARTNERS IV ASSOCIATES, L.P. ("EPIVA") ENTERPRISE MANAGEMENT PARTNERS IV, L.P. ("EMPIV") ANDREW E. SENYEI ("AES") JAMES H. BERGLUND ("JHB") RONALD TAYLOR ("RT") WILLIAM R. STENSRUD ("WRS") (b) Address of Principal Business Office or, if none, Residence: 5000 BIRCH STREET, SUITE 6200, NEWPORT BEACH, CALIFORNIA 92660 (c) Citizenship: ENTITIES: EPIV - DELAWARE EPIVA - DELAWARE EMPIV - DELAWARE INDIVIDUALS: AES - USA JHB - USA RT - USA WRS - USA (d) Title of Class of Securities: COMMON STOCK (e) CUSIP Number: 8582857 101 ITEM 3. NOT APPLICABLE 10 ITEM 4. OWNERSHIP (a) Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
EPIV EPIVA EMPIV AES JHB RT WRS (a) AMOUNT BENEFICIALLY 4,987,732 433,716 5,421,448 5,421,448(1) 5,421,448(2) 5,421,448(3) 5,421,448(4) OWNED: (b) PERCENT OF CLASS: 9.7% 1.1% 13.2% 13.2% 13.2% 13.2% 13.2% (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) SOLE POWER TO VOTE 3,990,186 346,973 4,337,159 0 0 0 0 OR DIRECT THE VOTE: (ii) SHARED POWER TO 0 0 0 5,421,448 5,421,448 5,421,448 5,421,448 VOTE OR TO DIRECT THE VOTE: (iii) SOLE POWER TO 3,990,186 346,973 4,337,159 0 0 0 0 DISPOSE OR TO DIRECT THE DISPOSITION OF: (iv) SHARED POWER TO 0 0 0 5,421,448 5,421,448 5,421,448 5,421,448 DISPOSE OR TO DIRECT THE DISPOSITION OF:
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: NOT APPLICABLE - --------------------------------- (1) The sole general partner of Enterprise Partners IV and Enterprise Partners IV Associates is Enterprise Management Partners IV. Enterprise Management Partners IV may be deemed to beneficially own the shares owned by Enterprise Partners IV and Enterprise Partners IV Associates. Andrew E. Senyei is a general partner of Enterprise Management Partners IV and may be deemed to be the indirect beneficial owner of the shares owned by Enterprise Partners IV, and Enterprise Partners IV Associates. Mr. Senyei disclaims beneficial ownership of all shares held by Enterprise Partners IV and Enterprise Partners IV Associates, except to the extent of his pecuniary interest therein. (2) The sole general partner of Enterprise Partners IV and Enterprise Partners IV Associates is Enterprise Management Partners IV. Enterprise Management Partners IV may be deemed to beneficially own the shares owned by Enterprise Partners IV and Enterprise Partners IV Associates. Jams H. Berglund is a general partner of Enterprise Management Partners IV and may be deemed to be the indirect beneficial owner of the shares owned by Enterprise Partners IV, and Enterprise Partners IV Associates. Mr. Berglund disclaims beneficial ownership of all shares held by Enterprise Partners IV and Enterprise Partners IV Associates, except to the extent of his pecuniary interest therein. (3) The sole general partner of Enterprise Partners IV and Enterprise Partners IV Associates is Enterprise Management Partners IV. Enterprise Management Partners IV may be deemed to beneficially own the shares owned by Enterprise Partners IV and Enterprise Partners IV Associates. Ronald Taylor is a general partner of Enterprise Management Partners IV and may be deemed to be the indirect beneficial owner of the shares owned by Enterprise Partners IV, and Enterprise Partners IV Associates. Mr. Taylor disclaims beneficial ownership of all shares held by Enterprise Partners IV and Enterprise Partners IV Associates, except to the extent of his pecuniary interest therein. (4) The sole general partner of Enterprise Partners IV and Enterprise Partners IV Associates is Enterprise Management Partners IV. Enterprise Management Partners IV may be deemed to beneficially own the shares owned by Enterprise Partners IV and Enterprise Partners IV Associates. William R. Stensrud is a general partner of Enterprise Management Partners IV and may be deemed to be the indirect beneficial owner of the shares owned by Enterprise Partners IV, and Enterprise Partners IV Associates. Mr. Stensrud disclaims beneficial ownership of all shares held by Enterprise Partners IV and Enterprise Partners IV Associates, except to the extent of his pecuniary interest therein. 11 ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: NOT APPLICABLE ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: NOT APPLICABLE ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: NO REPORTING PERSON IS A MEMBER OF A GROUP AS DEFINED IN SECTION 240.13d-1(b)(1)(ii)(J) OF THE ACT. ITEM 9. NOTICE OF DISSOLUTION OF A GROUP NOT APPLICABLE ITEM 10. CERTIFICATION NOT APPLICABLE EXHIBITS: A: JOINT FILING STATEMENT 12 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 7, 2000 ENTERPRISE PARTNERS IV, L.P. ENTERPRISE PARTNERS IV ASSOCIATES, L.P. By: Enterprise Management Partners IV, L.P., By: Enterprise Management Partners IV, L.P., its general partner its general partner BY: /s/ Andrew E. Senyei BY: /s/ Andrew E. Senyei ----------------------------------------- -------------------------- Andrew E. Senyei Andrew E. Senyei General Partner General Partner ENTERPRISE MANAGEMENT PARTNERS IV, L.P. BY: /s/ Andrew E. Senyei ----------------------------------------- Andrew E. Senyei General Partner INDIVIDUALS: /s/ Andrew E. Senyei /s/ William R. Stensrud - -------------------------------------------- ------------------------ Andrew E. Senyei William R. Stensrud /s/ James H. Berglund /s/ Ronald Taylor - -------------------------------------------- ------------------------ James H. Berglund Ronald Taylor
The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including exhibits. See Section 240.13d-7 for other parties for whom copies are to be sent. ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001) 13 EXHIBIT A JOINT FILING STATEMENT Pursuant to Rule 13d-1(k)(1), we, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of each of us. Date: March 7, 2000 ENTERPRISE PARTNERS IV, L.P. ENTERPRISE PARTNERS IV ASSOCIATES, L.P. By: Enterprise Management Partners IV, L.P., By: Enterprise Management Partners IV, L.P., its general partner its general partner BY: /s/ Andrew E. Senyei BY: /s/ Andrew E. Senyei ----------------------------------------- -------------------------- Andrew E. Senyei Andrew E. Senyei General Partner General Partner ENTERPRISE MANAGEMENT PARTNERS IV, L.P. BY: /s/ Andrew E. Senyei ----------------------------------------- Andrew E. Senyei General Partner INDIVIDUALS: /s/ Andrew E. Senyei /s/ Ronald Taylor - -------------------------------------------- ----------------------- Andrew E. Senyei Ronald Taylor /s/ James H. Berglund /s/ William S. Stensrud - -------------------------------------------- ------------------------ James H. Berglund William S. Stensrud
14 INSTRUCTIONS FOR SCHEDULE 13G INSTRUCTIONS FOR COVER PAGE (1) Names And I.R.S. Numbers of Reporting Persons - Furnish the full legal name of each person for whom the report is filed -- i.e., each person required to sign the schedule itself -- including each member of a group. Do not include the name of a person required to be identified in the report but who is not a reporting person. Reporting persons that are entities are also requested to furnish their I.R.S. identification numbers, although disclosure of such numbers is voluntary, not mandatory (see "SPECIAL INSTRUCTIONS FOR COMPLYING WITH SCHEDULE 13G", below). (2) If any of the shares beneficially owned by a reporting person are held as a member of a group and such membership is expressly affirmed, please check row 2(a). If the reporting person disclaims membership in a group or describes a relationship with other persons but does not affirm the existence of a group, please check row 2(b) [unless a joint filing pursuant to Rule 13d-1(k)(1) in which case it may not be necessary to check row 2(b)]. (3) The third row is for SEC internal use; please leave blank. (4) Citizenship or Place of Organization - Furnish citizenship if the named reporting person is a natural person. Otherwise, furnish place of organization. (5) - (9),(11) Aggregate Amount Beneficially Owned By Each Reporting Person, Etc. - Rows (5) through (9) inclusive, and (11) are to be completed in accordance with the provisions of Item 4 of Schedule 13G. All percentages are to be rounded off to the nearest tenth (one place after decimal point). (10) Check if the aggregate amount reported as beneficially owned in row (9) does not include shares as to which beneficial ownership is disclaimed pursuant to Rule 13d-4 [17 CFR 240.13d-4] under the Securities Exchange Act of 1934. (12) Type of Reporting Person - Please classify each "reporting person" according to the following breakdown (see Item 3 of Schedule 13G) and place the appropriate symbol on the form:
CATEGORY SYMBOL Broker Dealer............................................................. BD Bank...................................................................... BK Insurance Company......................................................... IC Investment Company........................................................ IV Investment Adviser........................................................ IA Employee Benefit Plan, Pension Fund, or Endowment Fund.................... EP Parent Holding Company/Control Person..................................... HC Savings Association....................................................... SA Church Plan............................................................... CP Corporation............................................................... CO Partnership............................................................... PN Individual................................................................ IN Other..................................................................... OO
Notes: Attach as many copies of the second part of the cover page as are needed, one reporting person per page. Filing persons may, in order to avoid unnecessary duplication, answer items on the schedules (Schedule 13D, 13G or 14D-1) by appropriate cross references to an item or items on the cover page(s). This approach may only be used where the cover page item or items provide all the disclosure required by the schedule item. Moreover, such a use of a cover page item will result in the item becoming a part of the schedule and accordingly being considered as "filed" for purposes of Section 18 of the Securities Exchange Act or otherwise subject to the liabilities of that section of the Act. 15 Reporting persons may comply with their cover page filing requirements by filing either completed copies of the blank forms available from the Commission, printed or typed facsimiles, or computer printed facsimiles, provided the documents filed have identical formats to the forms prescribed in the Commission's regulations and meet existing Securities Exchange Act rules as to such matters as clarity and size (Securities Exchange Act Rule 12b-12). SPECIAL INSTRUCTIONS FOR COMPLYING WITH SCHEDULE 13G Under Sections 13(d), 13(g) and 23 of the Securities Exchange Act of 1934 and the rules and regulations thereunder, the Commission is authorized to solicit the information required to be supplied by this schedule by certain security holders of certain issuers. Disclosure of the information specified in this schedule is mandatory, except for I.R.S. identification numbers, disclosure of which is voluntary. The information will be used for the primary purpose of determining and disclosing the holdings of certain beneficial owners of certain equity securities. This statement will be made a matter of public record. Therefore, any information given will be available for inspection by any member of the public. Because of the public nature of the information, the Commission can use it for a variety of purposes, including referral to other governmental authorities or securities self-regulatory organizations for investigatory purposes or in connection with litigation involving the Federal securities laws or other civil, criminal or regulatory statutes or provisions. I.R.S. identification numbers, if furnished, will assist the Commission in identifying securityholders and, therefore, in promptly processing statements of beneficial ownership of securities. Failure to disclose the information requested by this schedule, except for I.R.S. identification numbers, may result in civil or criminal action against the persons involved for violation of the Federal securities laws and rules promulgated thereunder. GENERAL INSTRUCTIONS A. Statements filed pursuant to Rule 13d-1(b) containing the information required by this schedule shall be filed not later than February 14 following the calendar year covered by the statement or within the time specified in Rules 13d-1(b)(2) and 13d-2(c). Statements filed pursuant to Rule 13d-1(c) shall be filed within the time specified in Rules 13d-1(c), 13d-2(b) and 13d-2(d). Statements filed pursuant to Rule 13d-1(d) shall be filed not later than February 14 following the calendar year covered by the statement pursuant to Rules 13d-1(d) and 13d-2(b). B. Information contained in a form which is required to be filed by rules under section 13(f) (15 U.S.C. 78m(f)) for the same calendar year as that covered by a statement on this schedule may be incorporated by reference in response to any of the items of this schedule. If such information is incorporated by reference in this schedule, copies of the relevant pages of such form shall be filed as an exhibit to this schedule. C. The item numbers and captions of the items shall be included but the text of the items is to be omitted. The answers to the items shall be so prepared as to indicate clearly the coverage of the items without referring to the text of the items. Answer every item. If an item is inapplicable or the answer is in the negative, so state. -----END PRIVACY-ENHANCED MESSAGE-----